Regulatory as a Service

Lookback and Remediations

A financial institution with gaps in its AML monitoring may have overlooked suspicious transactions, underscoring the necessity for a lookback project. UpwardIQ will provide this essential service to address the issue.
As part of this review, UpwardIQ will
  • Assist FIs to "lookback" at all applicable transactions for a period to see what was missed.

  • Assist banks in filing missing currency transaction reports or suspicious activity reports.

  • Provide staff with experienced analysts and investigators with lookback and remediation project experience to work on the lookback review.

Value Proposition
Specialized Expertise
Specialized Expertise
Proven Track Record
Proven Track Record
Regulatory Assurance
Regulatory Assurance
Dedicated Support
Dedicated Support

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